Heart Murmurs, Winter 2004
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    The Norwood Procedure Updated

    By Richard A. Jonas, MD
    Cardiovascular Surgeon-In-Chief, Children's Hospital Boston

    Richard Jonas, MDIn January 1983, William Norwood, MD, of Children's Hospital Boston astonished cardiologists and surgeons working with children with congenital heart disease by publishing a report of successful surgical palliation of hypoplastic left heart syndrome. Up until that time, this condition, which is not rare, had carried a 100% mortality risk. In his original procedure, as described in the New England Journal of Medicine, Dr. Norwood divided the main pulmonary artery and connected it to the aorta so that the normally developed right ventricle could take over the work of the underdeveloped left ventricle.

    The Blalock Shunt
    Right ventricle to pulmonary artery Dr. Norwood's recommendation for supplying blood to the lungs was through the use of a Blalock shunt. The Blalock shunt was originally described in the 1940s by William Blalock, MD, at Johns Hopkins Hospital. Dr. Blalock had developed the shunt for treatment of cyanotic babies with inadequate pulmonary blood flow. By connecting the subclavian artery directly to a pulmonary artery, the shunt made it possible to increase pulmonary blood flow. In the late 1970s following the introduction of the new biomaterial Gortex, it was found that a small Gortex tube could be connected between the subclavian artery and the pulmonary artery. This technique, first introduced by Marc de Leval in London, came to be called the "modified Blalock shunt" and was adopted by Norwood and others for supplying pulmonary blood flow as part of the procedure.

    There are a number of disadvantages in using the modified Blalock shunt with the Norwood procedure. Blood flows into the lungs during both systole and diastole. It is during diastole that blood normally flows into the heart muscle itself since it cannot do so during ventricular contraction because of the high intramyocardial pressure. Because the shunt is stealing blood away from the arterial system to the lungs during diastole, there is a risk that there will be inadequate pressure to supply the coronary arteries themselves. Furthermore, there are often changes in the resistance in the lungs depending upon whether a child is beginning to wake up, perhaps has had the endotracheal tube suctioned recently, or has experienced a change in inspired oxygen concentration. The competition between lung blood flow and coronary artery blood flow probably explains the instability that has frequently been seen in babies after a Norwood procedure. It was this instability that contributed to an ongoing risk of cardiac arrest and death reported in up to 25% of babies who had the Norwood procedure with a modified Blalock shunt.

    The Sano Shunt
    Sano Shunt Over the last two years, a number of centers around the world, including Children's Hospital Boston, have begun to adopt a modification of the Norwood procedure that involves a different type of shunt. Introduced by Shunji Sano, MD, who was trained in congenital cardiac surgery in Melbourne, Australia, and is now working in his home country of Japan, this new modification indicates further improvement in the survival of newborn babies with hypoplastic left heart syndrome.

    The Sano shunt modification avoids the problem of competitive flow between the lungs and coronary arteries. The shunt is constructed from a slightly larger Gortex tube graft than that used for the modified Blalock shunt. Generally a 5 mm tube graft is selected in contrast to the 3.5 mm graft used for averagesize babies for a Blalock shunt. Distally, the graft is connected to the main pulmonary artery between the right and left pulmonary artery takeoffs. The proximal end of the shunt is connected to a limited infundibular incision in the right ventricle.

    In the past there was concern over the need for a ventricular incision, which led to many surgeons avoiding this technique. However, Dr. Sano's experience suggests that there is such a marked improvement in coronary blood flow that this compensates for the localized injury caused to a small area of the right ventricle by the shunt incision. Many centers that have started to use this modification have reported much improved stability in babies postoperatively. At Children's Hospital Boston, for example, since the Sano shunt modification was introduced by the author in 2002, mortality has been less than 10%. A number of children have progressed onto the second-stage bidirectional Glenn shunt and all have done well. However, the Glenn shunt generally needs to be inserted somewhat earlier than a Blalock shunt. By three to four months the majority of patients have an inadequate arterial oxygen saturation and need to move ahead to the next stage. In the past, the majority of children had their second-stage procedure at approximately six months of age.

    In the future it will be important to compare the outcome for children after they have completed the third-stage Fontan procedure following an initial Sano shunt to children who have the traditional Blalock shunt as part of their first-stage procedure. However, early indications suggest that there is every probability that children with the Sano modification will do just as well if not better than those with a Blalock shunt.



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